Pinpointing the Effects of Community-Centered Practice

An address delivered at the Community Centered Practice Learning Summit

New Orleans, LA

October 15, 1998

 

Thomas E. Lengyel

Director of Research and Evaluation Services

Family Service America

 

 

I. Guiding Principles

 

A.  Clarity about purpose

 

Define what you mean by community building, community organizing, economic development, or whatever you call the thing you do.

 

Define the goal(s) of your actions as specifically as possible, and independently of how the goals may ultimately be measured.  Goals do not have to be directly observable.

 

This is the hardest part.  Spend time on it.  Don’t put the issue down until you can explain it easily to a lay person, like someone from United Way.

 

Example:  “What is social participation?”  Lesson:  Indicators can be identified, even for something which seems nearly undefinable.  (See below.)

 

B.  Link goals and indicators with “theory”

 

Describe, at least for yourself, the chain of cause (your “theory”) which leads from goals (e.g., increased social capital) to observables (e.g., relative presence of graffiti).

 

C.  Define the setting where the desired effects will be the strongest, and measure there

 

Participants with greatest exposure before those with less exposure (dose)

 

Participants with greatest opportunity for gain before those with less opportunity before those with no opportunity

 

Any participant before any non-participant

 

Block, group of residences, or specific households, before neighborhood (the specific before the more general)

 

Neighborhood, before community

 

Community – BE CAREFUL! (Don’t even go there.)

 

Your own organization.

Don’t forget this.  Commitment to the development of social capital should also have organizational and personal effects on facilitators.

 

Leave sampling weaker settings for later, or treat them as confirming

 

D.  Focus on gross, not subtle changes

 

Does the  rate go up or down?  Significantly?

 

E.  Be alert for ambiguity in indicators

 

A rise in reports of crime in a neighborhood might be evidence of increased social capital among the residents, or it might mean the neighborhood is deteriorating.  Ambiguity is often resolvable with more information (e.g., who did the reporting?).

 

F.  Build on the work of others

 

Many, many individuals, organizations, and branches of government busy themselves collecting volumes of information about consumers.  Much of this is high quality and can be used to document changes in individuals, families, and neighborhoods.  Some of these sources are schools, hospitals, the Health Care Finance Administration, state and local health departments, police, libraries, local political parties, community action agencies, county department of social services, YMCA, United Way, etc.

 

Particularly useful are data that are kept in the normal course of business, and data that are periodically renewed (e.g., through regular re-surveying).

 

Use social indicators freely.  E.g., voter participation (others make it their business to keep such records, so you don’t have to gather new data).

 

G.  Kill only what you can eat.

 

Collect only information that will definitely bear on a necessary decision.  Never ask anyone, particularly a participant, to report or collect information because you think it might, one day, be useful.

 

One or two outcomes per program are plenty.

 


H.  Get some free help

 

Interns are energetic and often low cost.  Schools and public libraries have also been known to take on basic research projects, including inventorying neighborhood resources.

 

I.  Use multiple approaches, if time and money allow

 

(1) Non-standardized measures:  Attainment of project goals

Be bold, creative.  Make you own instrument or survey.  Who told you you couldn’t?

 

(2) Standardized instruments (normed, psychometric instruments).

 

(3) Surveys of application of knowledge, tools, or skills (not “customer satisfaction”)

 

Ask:  How would I know if someone used or applied something that I showed, taught, facilitated, or encouraged?
Then:  Compose a survey, which asks participants if they did so.

 

II. Evaluating change in your organization

 

A.  Organizational Records

 

To use business records to gauge organizational change, you must first have a clear understanding of what you’re looking for.  In this case, you must develop a clear concept of community-centered practice.

 

The business records of the participant offer testimony as to their prior involvement with community-centered practice.  Dated historical records which contain useful information, and associated questions, include:

 

(1) Previous mission and goal statements

 

Do they refer to building community resources, collective capacity, or developing community norms?

 

Has there been any recent change in mission and goal statements related to community-centered practice?

 


(2) Annual reports

 

Which organizational activities are promoted?

 

To whom does the organization customarily give its Annual Report?

 

What degree of prominence is accorded to community building?  E.g., are revenues and expenses for community building separately broken out?

 

(3) Marketing campaigns, press releases, public relations materials

 

What does the organization sell?

 

To what degree does the member organization market itself in terms of community-centered practice?

 

(4) Fund raising

 

Where does the organization get its money?

 

Who pays for community-centered activities and programming?

 

What portion of the budget is for community-centered activities?

 

(5) Job descriptions

 

To what degree do they refer to knowing community resources, invoking or augmenting social resources, strengthening community norms and expectations, establishing new linkages, or building community capacity generally?

 

(6) Employee performance reviews

 

Are staff members evaluated in terms of their knowledge of and contribution to individual and community assets, capacities and norms?

 

(7) Staff training

 

Has the organization sought to train its staff in skills necessary to community building (e.g., community organizing, community surveying, economic development, entrepreneurship, home ownership programs, community collaboration, etc.)?

 


(8) Reward, merit, and advancement policies and practices

 

Are rewards given for demonstrated skill and results in community organizing, asset mapping, strengths-based assessment, etc?

 

B.  Developmental Evaluation for Organizations (see Research Resources)

 

III. Evaluating Street-level effects

 

A.  Asset mapping

 

(1) Community asset mapping (a la McKnight) [be systematic]

 

(2) Individual asset mapping (FSA Assets and Capacities Inventories)

 

Assets Inventory can also be used to discover community assets (e.g., by asking participants to name the assets they use)

 

(3)  Requires broadest possible grid to avoid imposing the culture of the evaluator.

 

Risk is that you will impose your own view of what are potential resources

 

Risk is particularly acute in situations where there are significant social differences between the evaluator and the residents

 

B. Surveying

 

(1) Powerful technique, relatively inexpensive.

 

(2) Plan what you’re going to do with the information before you structure the questions.   Ask questions only because the answers provide needed information. If the answer to a question doesn’t fill a specific need, don’t ask it.

 

(3) Anticipate ambiguity and misunderstanding in responses.  Field testing helps with this.

 

(4) Trade-off between ease and richness of information.  The more constrained the choices of the respondent, the easier to administer and score.  But ... the more canned and unspontaneous the data.  Less chance of discovering something new or unexpected, more chance of predetermining the pattern through your own prejudices.

 

(5) Determine the history of surveying with this neighborhood or group of participants and be sensitive to it.  Have they been surveyed before?  Recently?  Were promises made about what the surveying would lead to?

 

(6) Strive for good, not perfect representation.  Forget about randomization of samples.  Often you can just try and survey everyone (our contexts are usually small enough).  Then, review what bias may exist in your admittedly not fully representative sample.  (E.g., Who was most likely to cooperate with me?  Those who were home and not working?  Those who were most favorably inclined to the project?)

 

(7) If you survey subjects via self-reports, ask them to report their actual behavior, not their evaluation of their behavior.

 

Ask:  How many times did you leave the house alone at night during the past 7 days?

Not:  Have you been feeling more or less safe at home after the incident/training program/counseling session etc.?

 

C.  Focus Groups

 

Inexpensive.  Very good at teasing out “culture”, i.e., values, norms, and expectations.

 

Requires a trained and experienced facilitator, preferably from the ‘hood.

 

A major risk here is bias in who gets included.  It’s often very hard to know who the voices in a focus group represent.  Sometimes they made be simply the most visible or outspoken individuals.

 

D.  Participant observation

 

This involves participating in the life of some community on a putatively equal footing with the natives.  (This is a polite fiction:  It is never really equal.)  Try to have the same experiences, on the same terms as the residents.  Describe what is going on from this “insider” perspective.

 

This is a good way to understand the motives of actors and how circumstances impinge on them.  It is also surprisingly hard to write up, for the simple reason that description is so open ended.  So, if you want to know why people aren’t on the streets of the neighborhood after 8 p.m., hang around and you’ll find out.

 

E.  Social indicators

 

There are more available than you think.  Low birth weight, school attendance, many types of crime and arrest reports, voting rates, home ownership rates, tax rolls, birth certificate databases, hospitalization records (actually available in certain forms), census records of income and educational levels.  Many of these are address specific, so you can measure more or less where you choose, or at least down to the block level.

 

 

IV. Extended Example:  Building Social Capital in a Defined Neighborhood

 

Definition:  Community building means the stimulation and enhancement of social capital.  Social capital is increased when social organization (connectedness) is strengthened, consensus about values grows, common expectations or norms about conduct emerge, and when members of a community accept and seek ownership of their own community life.

 

Hypothesis #1:  Increased social capital is manifested in increased social participation

 

(1) Voting rates:

Increase, decrease or flat?  Must be contextualized (i.e., viewed in context of general changes in voting pattern in surrounding community).

 

(2) Competition for local offices

Do people compete for lower political offices?

 

(3) Church participation

Increase, decrease, or steady?

Relate to posture of church.  Is the church engaged with the community?

 

(4) Associational life

Membership in associations and clubs

 

(5) Neighborhood participation in and organization of cultural rituals

Trick-or-treating, caroling, the Gwinnet “walking group”, housewarmings, open houses, birthday parties, Kwanza

 

Hypothesis #2:  Increased social capital is manifested in resident involvement in public order and security

 

(1) Robustness of street life for residents, particularly morning and evening (pre/post video?).  Is the street a “place to be” vs. be avoided?

 

(2) Responses to trash and graffiti (pre/post video?)

 

(3) Complaints to police, particularly around drugs, prostitution, noise, aggressive panhandling, access to & use of public spaces (who complains?)

 

(4) Community policing

Is it requested, or supported?

 

(5) Occurrence of  community rituals around order

“Take Back the Night”, the Gwinnet Walking Group

 

(6) Social organizational forms focusing on order

Neighborhood watches, Block Parent participation

 

Hypothesis #3:  Increased social capital is manifested when neighborhood values attract discussion and debate and move toward consensus

 

(1) Evidence of shared values emerges in meetings and community forums (including informal forums like the barbershop and tavern)

 

(2)Events express consensus about values

People’s Park, community gardens

 

(3) Shared feelings among neighbors (need to define)

Development of neighborhood institutions??

 

Hypothesis #4:  Increased social capital is manifested when residents, neighborhood associations, organizations, businesses and institutions are linked by stronger reciprocal bonds, including resources outside the neighborhood

 

(1) Assets inventories demonstrate links with resources “downtown”, external to the neighborhood.

Social support vs. leveraged social capital; “getting by” vs. “getting ahead”

 

(2) Repeated Asset Inventories show an increase in the variety of used assets among project participants.

 

(3) Repeated Asset Inventories show an increase in the helpfulness of used assets among project participants.